Compliance updates for the busy practitioner

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Topics covered include:

  • rule changes;
  • SRA conduct warnings;
  • new compliance guidance published by the SRA and the Law Society;
  • ‘tribunal trends’ to watch out for; and
  • upcoming SRA deadlines.

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“It was good to receive the SRA update – reminded me just how good your updates are!”

-Julie Protheroe, Quality Solicitors Keith Park 

Recent Updates

Compliance Update July 2023

📏🧭 New rules and guidance from SRA 📰 The SRA's has just published new guidance on the Proceeds of Crime Act and it does feel a little like a further attempt to push AML regulated sector obligations out to all areas of legal practice despite the absence of mandatory legal or regulatory requirements duties. So boutique...

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Compliance Update April 2023

Welcome to the latest update on all things compliance! Spring is definitely in the air & the SRA have been rather busy 🐝🐝🐝 these last few months (which also means so have we!) We are currently knee deep in AML audits as many of you have taken us up on our recent offer of a 10% discount. We have decided to extend this...

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Compliance Update January 2023

🔥 Hot Topics Drum roll please!…….. Will there ever be an update where we don’t bang on about AML?! Probably not 😂.But to apologise for always harping on about it, for the first time EVER we are offering a 10% discount on AML audits for bookings made by 28th February. Contact us here to discuss. We want everyone to start the year...

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