Compliance updates for the busy practitioner
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Topics covered include:
- rule changes;
- SRA conduct warnings;
- new compliance guidance published by the SRA and the Law Society;
- ‘tribunal trends’ to watch out for; and
- upcoming SRA deadlines.
Recent Updates
Compliance Update July 2026
Welcome to our quarter three risk and compliance update, bringing you the latest practical guidance and regulatory insights… New rules and guidance from SRA SRA Effective Supervision Guidance – updated post-Mazur The SRA finally updated its Effective Supervision Guidance on 12 June following the Court of Appeal's decision in Mazur...
Compliance Update April 2026
With spring underway, it’s a timely moment to take stock of the SRA’s new and evolving regulatory changes. In this edition of our compliance update, we explore industry developments and practical guidance to support you in navigating an increasingly complex compliance environment. New/ updated rules and guidance from SRA Joint SRA & FCA...
Compliance Update January 2026
A new year brings new momentum. In our Q1 2026 update, we share the latest SRA rules and guidance as we step into the year ahead. New/ updated rules and guidance from SRA SRA Anti-money laundering report 2024-25 The SRA’s latest AML Annual report (published on 30/10/25) provides a critical reminder that there is still a long...