Outsourced risk & compliance support,

Independent AML audits,

New law firm & ABS applications,

SRA compliance health-checks

& more.

We are a team of true SRA compliance specialists, utilising years of experience and carefully crafted tools to get you compliant and keep you compliant.

Our team of SRA compliance experts offer outsourced risk and compliance support to law firms. Our aim is to take the most resource-intensive compliance burdens away from the firm and managers, giving you peace of mind that you are up to date with your regulatory obligations and are able to respond well to an SRA visit.

We also support firms with one off, bespoke projects, advising on knotty compliance queries, updating policies and procedures, Independent AML audits and training.

We have an experienced team specialising in SRA authorisation, such as SRA role-holder applications, law firm set-up and ABS conversions.

All of our staff members are former-practising solicitors, or former SRA employees with years of SRA compliance experience and genuine expertise in their respective areas.

Services

Independent AML audits & SRA compliance health-checks

We are experienced in conducting independent law firm anti-money laundering (AML) audits. All of our law firm AML audits are performed by former practising solicitors, many of whom are themselves former SRA staff.

Additionally we offer (separately or alongside an AML audit) a comprehensive set of wider SRA compliance checks.

Outsourced SRA compliance & COLP support packages

Complete peace of mind without hiring or compromising your billing

Audits and file reviews
Hands-on-help drafting and maintaining your procedures
Compliance training
Compliance helpline and helpdesk
Support with CQS and Lexcel accreditation

SRA authorisation

Alternative business structure (ABS), traditional firms and freelance setup
Guidance on structure
Business plan and financial forecasts
SRA authorisation drafting, liaison and project management
Compliance procedures and systems setup
COLP COFA training and more

Solicitors office procedures manual

Our hugely popular template SRA and anti-money laundering manuals are unrivalled on quality and price.

SRA compliance plans
Complaints procedures
Cyber security
Anti-money laundering risk assessments and procedures
and more.

SRA, GDPR & AML compliance e-learning

Simply add a team member to our system, pick the courses you want them to do and then let the system chase them up until completion is displaying in your firm reporting area. Simple!

Short interactive sessions on all of the essentials for new starters and refreshers:

SRA risk and complaints, support staff module, conflicts of interest, GDPR, cyber security, anti-money laundering and accounts rules.

SRA compliance software

Say goodbye to spreadsheets, manual reports and costly alternatives –

Record your complaints, undertakings, CPD and more securely in the cloud.

Recent articles

HMRC Tax Adviser Registration – latest HMRC guidance

Jun 16, 2026

Further to previous posts on the subject of the new HMRC tax adviser registration requirement, HMRC has finally provided substantive guidance on who the regime applies to (see here). The definition of a ‘tax adviser’ for the purposes of the underlying legislation...

SRA AML & sanctions data collection exercise

Jun 16, 2026

A little reminder that 29th June is fast approaching – the day that the SRA’s annual AML & sanctions data collection exercise opens, with data to be provided during July. Compliance officers should be receiving (or already have received) an email from the SRA with...

SRA plans to protect client money

Jun 3, 2026

The SRA announced on 2nd June that, following their consultation on protecting client money earlier this year (see our report in our January update), they have decided to push ahead with their proposed reforms “to strengthen protections around client money”. Although...

Trusted by industry leaders:

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Astraea

“We have been working with the Compliance Office for a number of years and would highly recommend their retainer support and audit services. We have found the level of expertise and the quality of support to be exceptional. A particular thanks to Jen, who provides expert, practical advice with professionalism and care. It’s reassuring to know that they are at the end of the phone if we have any complex compliance queries”

Indemnity Legal

“I would strongly recommend the team at The Compliance Office. They are great at providing timely, pragmatic, and practical advice, ensuring we stay up to date with the latest SRA guidance and never miss an SRA deadline. The whole team is very efficient and a pleasure to work with.“

APPEAL

“We are incredibly grateful for the invaluable support we’ve received from the Compliance Office over the years. Their regular, insightful updates have helped us stay well-informed and prepared for any upcoming changes…The team’s guidance has been instrumental in ensuring that we remain compliant and confident in our operations. A heartfelt thank you to the entire team — always so helpful, friendly, and quick to respond. Your support truly makes a difference!“

Crombie Wilkinson

“We have always found the Compliance Office Team friendly, approachable and responsive when dealing with issues and questions on a variety of regulatory topics. With ever increasing requirements for compliance, they are proactive in sharing developments and they take the time to talk the implications through in a way that is practical and relevant. “

Meysan

“The Compliance Office assisted Meysan in meeting its SRA regulatory obligations in the UK by offering practical guidance, carrying out internal reviews, and ensuring alignment with professional standards. They were responsive, reliable, and a pleasure to work with throughout the process.“

JSF Law

“We have used the Compliance Office for all our AML and Compliance needs and always found them to be helpful and highly responsive.  As a small firm doing often complex international work, we appreciate the reassurance and peace of mind of having a dedicated compliance specialist on call when needed.“

EJ Winter & Son LLP

“The support I have received from Jessica Irwin at Compliance Office has been consistently outstanding. Her depth of knowledge, responsiveness, and practical guidance have proven invaluable in navigating the complex and ever evolving landscape of regulatory and compliance matters. Jessica’s swift and considered advice provides crucial reassurance to those of us in positions of responsibility. Knowing I have her support allows me to focus on our work with confidence and peace of mind.“

Digiphile Law

“The Compliance Office has consistently delivered exceptional service. Their responsiveness, professionalism, and deep expertise have made them an invaluable partner. Every interaction is handled with clarity and care, and their advice is thoughtful and practical. Special thanks to Carolyn, who has been outstanding to work with – incredibly supportive, approachable, and consistently going the extra mile to help. I highly recommend the Compliance Office to any organisation seeking reliable, knowledgeable compliance support. “

Luscombe Gray

“Gareth at Compliance Office is invaluable to Luscombe Gray as a business. He combines deep regulatory expertise with practical, easy-to-implement solutions that work. Thanks to Gareth’s guidance, we have strong processes, reduced risk, and peace of mind. Gareth is professional and approachable, and I strongly recommend him.“

Robinson Ralph

“Andrew is superb. He is professional, likeable, knowledgeable and responsive to issues which arise out of the blue. He gives his full attention and is absolutely invested in his clients’ success. He installs confidence from the word go. He has our full trust and we consider him part of the team (whether he likes it or not)! Highly recommended.“