Outsourced risk & compliance support,
Independent AML audits,
New law firm & ABS applications,
SRA compliance health-checks
& more.
We are a team of true SRA compliance specialists, utilising years of experience and carefully crafted tools to get you compliant and keep you compliant.
Our team of SRA compliance experts offer outsourced risk and compliance support to law firms. Our aim is to take the most resource-intensive compliance burdens away from the firm and managers, giving you peace of mind that you are up to date with your regulatory obligations and are able to respond well to an SRA visit.
We also support firms with one off, bespoke projects, advising on knotty compliance queries, updating policies and procedures, Independent AML audits and training.
We have an experienced team specialising in SRA authorisation, such as SRA role-holder applications, law firm set-up and ABS conversions.
All of our staff members are former-practising solicitors, or former SRA employees with years of SRA compliance experience and genuine expertise in their respective areas.
Services
Independent AML audits & SRA compliance health-checks
We are experienced in conducting independent law firm anti-money laundering (AML) audits. All of our law firm AML audits are performed by former practising solicitors, many of whom are themselves former SRA staff.
Additionally we offer (separately or alongside an AML audit) a comprehensive set of wider SRA compliance checks.
Outsourced SRA compliance & COLP support packages
Complete peace of mind without hiring or compromising your billing
- Audits and file reviews
- Hands-on-help drafting and maintaining your procedures
- Compliance training
- Compliance helpline and helpdesk
- Support with CQS and Lexcel accreditation
SRA Authorisation
- Alternative business structure (ABS), traditional firms and freelance setup
- Guidance on structure
- Business plan and financial forecasts
- SRA authorisation drafting, liaison and project management
- Compliance procedures and systems setup
- COLP COFA training and more
Solicitors Office Procedures Manual
Our hugely popular template SRA and anti-money laundering manuals are unrivalled on quality and price.
- SRA compliance plans
- Complaints procedures
- Cyber security
- Anti-money laundering risk assessments and procedures
- and more.
SRA, GDPR & AML Compliance E-Learning
Simply add a team member to our system, pick the courses you want them to do and then let the system chase them up until completion is displaying in your firm reporting area. Simple!
Short interactive sessions on all of the essentials for new starters and refreshers:
SRA risk and complaints, support staff module, conflicts of interest, GDPR, cyber security, anti-money laundering and accounts rules.
SRA Compliance Software
Say goodbye to spreadsheets, manual reports and costly alternatives –
Record your complaints, undertakings, CPD and more securely in the cloud.
Recent Articles
HMRC Tax Adviser Registration Guidance – what do law firms need to know?
Further to our 21/1/26 blog, where we summarised the new obligation for ‘tax advisers’ to register with HMRC and what this was likely to mean for law firms, HMRC have finally published their guidance (or at least some of it) originally promised in January. There is...
Joint SRA & FCA warning to bulk claims firms
The SRA and the FCA issued a joint warning to firms representing motor finance commission claims on 4/2/26, but it is a recommended read for law firms (and Claims Management Companies) dealing with any claims management activity work given the reference to the updated...
Financial Action Task Force (FATF) plenary – latest update to High risk third countries list
The Financial Action Task Force (FATF) has updated its lists of high-risk countries again, following their latest plenary session which concluded on 13/2/26. As a reminder, the Money Laundering Regulations require that Enhanced Due Diligence (EDD) be carried out where...
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