Outsourced risk & compliance support,

Independent AML audits,

New law firm & ABS applications,

SRA compliance health-checks

& more.

We are a team of true SRA compliance specialists, utilising years of experience and carefully crafted tools to get you compliant and keep you compliant.

Our team of SRA compliance experts offer outsourced risk and compliance support to law firms. Our aim is to take the most resource-intensive compliance burdens away from the firm and managers, giving you peace of mind that you are up to date with your regulatory obligations and are able to respond well to an SRA visit.

We also support firms with one off, bespoke projects, advising on knotty compliance queries, updating policies and procedures, Independent AML audits and training.

We have an experienced team specialising in SRA authorisation, such as SRA role-holder applications, law firm set-up and ABS conversions.

All of our staff members are former-practising solicitors, or former SRA employees with years of SRA compliance experience and genuine expertise in their respective areas.

Services

Independent AML audits & SRA compliance health-checks

We are experienced in conducting independent law firm anti-money laundering (AML) audits. All of our law firm AML audits are performed by former practising solicitors, many of whom are themselves former SRA staff.

Additionally we offer (separately or alongside an AML audit) a comprehensive set of wider SRA compliance checks.

Outsourced SRA compliance & COLP support packages

Complete peace of mind without hiring or compromising your billing

  • Audits and file reviews
  • Hands-on-help drafting and maintaining your procedures
  • Compliance training
  • Compliance helpline and helpdesk
  • Support with CQS and Lexcel accreditation

SRA authorisation

  • Alternative business structure (ABS), traditional firms and freelance setup
  • Guidance on structure
  • Business plan and financial forecasts
  • SRA authorisation drafting, liaison and project management
  • Compliance procedures and systems setup
  • COLP COFA training and more

 

Solicitors office procedures manual

Our hugely popular template SRA and anti-money laundering manuals are unrivalled on quality and price.

  • SRA compliance plans
  • Complaints procedures
  • Cyber security
  • Anti-money laundering risk assessments and procedures
  • and more.

SRA, GDPR & AML compliance e-learning

Simply add a team member to our system, pick the courses you want them to do and then let the system chase them up until completion is displaying in your firm reporting area. Simple!

Short interactive sessions on all of the essentials for new starters and refreshers:

SRA risk and complaints, support staff module, conflicts of interest, GDPR, cyber security, anti-money laundering and accounts rules.

SRA compliance software

Say goodbye to spreadsheets, manual reports and costly alternatives –

Record your complaints, undertakings, CPD and more securely in the cloud.

Recent articles

Compliance Update July 2026

Welcome to our quarter three risk and compliance update, bringing you the latest practical guidance and regulatory insights…   New rules and guidance from SRA SRA Effective Supervision Guidance – updated post-Mazur The SRA finally updated its Effective...

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Consultation on new merger or acquisition reporting process

The SRA has announced the launch of a consultation on proposals to require law firms to notify it of prescribed events, including an advance notification of a merger or acquisition which has reached the stage of agreeing Heads of Term or similar. The SRA currently...

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Trusted by industry leaders:

Astraea

“We have been working with the Compliance Office for a number of years and would highly recommend their retainer support and audit services. We have found the level of expertise and the quality of support to be exceptional. A particular thanks to Jen, who provides expert, practical advice with professionalism and care. It’s reassuring to know that they are at the end of the phone if we have any complex compliance queries”

Indemnity Legal

I would strongly recommend the team at The Compliance Office. They are great at providing timely, pragmatic, and practical advice, ensuring we stay up to date with the latest SRA guidance and never miss an SRA deadline. The whole team is very efficient and a pleasure to work with.

APPEAL

We are incredibly grateful for the invaluable support we’ve received from the Compliance Office over the years. Their regular, insightful updates have helped us stay well-informed and prepared for any upcoming changes…The team’s guidance has been instrumental in ensuring that we remain compliant and confident in our operations. A heartfelt thank you to the entire team — always so helpful, friendly, and quick to respond. Your support truly makes a difference!

Crombie Wilkinson

We have always found the Compliance Office Team friendly, approachable and responsive when dealing with issues and questions on a variety of regulatory topics. With ever increasing requirements for compliance, they are proactive in sharing developments and they take the time to talk the implications through in a way that is practical and relevant. 

Meysan

The Compliance Office assisted Meysan in meeting its SRA regulatory obligations in the UK by offering practical guidance, carrying out internal reviews, and ensuring alignment with professional standards. They were responsive, reliable, and a pleasure to work with throughout the process.

JSF Law

We have used the Compliance Office for all our AML and Compliance needs and always found them to be helpful and highly responsive.  As a small firm doing often complex international work, we appreciate the reassurance and peace of mind of having a dedicated compliance specialist on call when needed.

EJ Winter & Son LLP

The support I have received from Jessica Irwin at Compliance Office has been consistently outstanding. Her depth of knowledge, responsiveness, and practical guidance have proven invaluable in navigating the complex and ever evolving landscape of regulatory and compliance matters. Jessica’s swift and considered advice provides crucial reassurance to those of us in positions of responsibility. Knowing I have her support allows me to focus on our work with confidence and peace of mind.

Digiphile Law

The Compliance Office has consistently delivered exceptional service. Their responsiveness, professionalism, and deep expertise have made them an invaluable partner. Every interaction is handled with clarity and care, and their advice is thoughtful and practical. Special thanks to Carolyn, who has been outstanding to work with – incredibly supportive, approachable, and consistently going the extra mile to help. I highly recommend the Compliance Office to any organisation seeking reliable, knowledgeable compliance support. 

Luscombe Gray

Gareth at Compliance Office is invaluable to Luscombe Gray as a business. He combines deep regulatory expertise with practical, easy-to-implement solutions that work. Thanks to Gareth’s guidance, we have strong processes, reduced risk, and peace of mind. Gareth is professional and approachable, and I strongly recommend him.

YVA Solicitors LLP

“We have been extremely pleased with the support provided by Laura and the Compliance Office. Their guidance has been clear, practical, and tailored to our needs, making complex compliance requirements far more manageable. The level of responsiveness and attention to detail has given us real confidence that our policies and procedures are now robust and up-to-date. Looking back, it is difficult to imagine how we managed without their expertise. We would not hesitate to recommend their services to other firms seeking reliable and proactive compliance support in what is an ever-evolving and daunting regulatory world.”

Chilcotts Law

“As Office Manager at Chilcotts Law, I’ve worked closely with The Compliance Office for a number of years, and they’ve become a trusted extension of our team. We’ve been fortunate to work with both Gareth Kite and, more recently, Laura Danquah, and the support has always been first class. They’re approachable, knowledgeable, and genuinely proactive. Whenever legislation or SRA requirements change, they don’t just explain what’s needed—they provide practical updates to our policies and procedures, making compliance far easier to manage. Their advice gives us real confidence, and I wouldn’t hesitate to recommend them to any law firm looking for expert compliance support.”

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