Webinars
We’re excited to launch a new series of quarterly Compliance Office webinars, covering different regulatory and compliance topics affecting law firms.
And for our first session, we started with a topic we know is high on the agenda for many firms – SRA AML audits.
What actually happens when the SRA selects your firm for an AML audit?
And, perhaps more importantly, how prepared would you be if that notification landed tomorrow?
Also on the agenda:
🔹 How to prepare for desktop and on-site audits
🔹 The key documents you may need to provide within the initial 14 days
🔹 What to expect from staff interviews
🔹 What the SRA auditor is looking for when reviewing files
🔹 Possible outcomes following an audit
This webinar took place on Tuesday 13 October 2026, chaired by Aj Nahal, former SRA AML Auditor and now Senior Risk & Compliance Officer at The Compliance Office, joined by our Managing Director, Jen Dunlop.