Compliance updates for the busy practitioner
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Topics covered include:
- rule changes;
- SRA conduct warnings;
- new compliance guidance published by the SRA and the Law Society;
- ‘tribunal trends’ to watch out for; and
- upcoming SRA deadlines.
Recent Updates
Compliance Update October 2022
Hot off the press…. The SRA will be checking your website….are you ready?! The SRA announced in August that it has plans to check ALL law firm websites for compliance with its Transparency rules. Remember, whatever services you offer, you need to publish details of your complaints procedure and a copy of the SRA’s clickable logo on your website....
Compliance Update June 2022
New rules and guidance from SRA Three updates for you from the SRA. The regulator has updated its Confidentiality of client information - Guidance. It gives some useful insight into the regulator’s thoughts about confidentiality in situations involving complex structures, mergers and acquisitions and outsourcing. It also continues to include some...
Compliance Update April 2022
Workplace culture matters So concluded the SRA’s recent Thematic Review. Worryingly, a quarter of those surveyed felt their firm didn’t have a positive culture and highlighted concerns such as long working hours. The review sets out the regulator’s expectations and suggests ways firms could improve workplace culture, including: Use surveys to...