Compliance updates for the busy practitioner

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Topics covered include:

  • rule changes;
  • SRA conduct warnings;
  • new compliance guidance published by the SRA and the Law Society;
  • ‘tribunal trends’ to watch out for; and
  • upcoming SRA deadlines.

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“It was good to receive the SRA update – reminded me just how good your updates are!”

-Julie Protheroe, Quality Solicitors Keith Park 

Recent Updates

Compliance Update January 2022

Hot topics Cybercrime losses Following a public consultation and discussions with insurer representatives as well as the Law Society, the SRA has issued a press release confirming that a new clause making it clear what cover will be provided for cyber losses will be added to the minimum terms and conditions of law firms’ professional indemnity...

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Compliance Update November 2021

Hot topics Are you being asked for 'solicitor' undertakings instead of firm undertakings? There has been a recent Supreme Court case on undertakings which may result in LLP and limited company law firms doing property work in particular receiving requests for undertakings from individual solicitors personally rather than by the firm. The legal...

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Compliance Update July 2021

New rules and guidance from SRA Anti-money laundering ('AML') - SRA priority risk Updated AML Guidance has now been published by the Legal Sector Affinity Group (LSAG): https://www.lawsociety.org.uk/topics/anti-money-laundering/anti-money-laundering-guidance. Though a long document, it is most likely essential reading at least for the compliance...

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