Compliance updates for the busy practitioner
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Topics covered include:
- rule changes;
- SRA conduct warnings;
- new compliance guidance published by the SRA and the Law Society;
- ‘tribunal trends’ to watch out for; and
- upcoming SRA deadlines.
Recent Updates
Compliance Update April 2021
SRA Risk Outlook 2020/2021 The SRA have published their risk outlook for 2020/2021. The outlook considers the market landscape and the effects of Covid-19 and Brexit, primarily the economic impact; The SRA priority risks for 2020/2021 are: AML: Highlighting property work, commercial work and client accounts as highest risks; For property an...
Compliance Update January 2017
Rule changes The 18th edition of the SRA Handbook went live on 1 November 2016 and by now all firms should be comfortable that their solicitors are planning their CPD activity for the year. COLPs in particular should be conscious of their duty to put systems in place to ensure that solicitors in the firm are compliant. Firms will need to make a...
Compliance update April 2016
Rule changes The 16th edition of the SRA Handbook went live on 1 April 2016. The most fundamental changes relate to the end of the transitional arrangements for regulating consumer credit activities and the implementation of the new consumer credit regime. The SRA claims to have been successful in excluding debt collecting from separate...