We’re pleased to announce that Gareth Kite has stepped into the role of Head of Audit, reflecting the growing demand for expert-led Independent AML audits across the legal sector.
AML audits – more than a regulatory requirement
The SRA expects law firms in scope of the money laundering regulations to undertake regular independent audits. These reviews provide objective assurance that a firm’s AML framework, including its policies, procedures, FWRA and ongoing monitoring, is properly designed and applied in practice.
As regulatory scrutiny continues to increase, gaining a clear picture of your compliance position has never been more important.
Gareth’s role
A qualified Solicitor since 1999, Gareth brings decades of insight from private practice, including:
- 11 years as Partner at a mid-tier law firm
- 6 years as Managing Partner and approved COLP
- Hands-on responsibility for regulatory compliance across the firm
In his role as Head of Audit, Gareth leads our AML audit services, working closely with firms to assess the strength of their systems and identify practical improvements. Gareth & the audit team’s approach combines professionalism with pragmatism, focusing not just on identifying gaps, but on providing workable solutions.
A collaborative, value-led audit process
Firms benefit from:
- Clear benchmarking against regulatory expectations
- Confidence that their FWRA, policies, and procedures align with best practice
- Actionable recommendations tailored to their specific risk profile
Gareth also delivers training sessions, helping firms understand not just what the regulations require, but how to apply them effectively.
If you’d like to discuss arranging an Independent AML Audit or would like more information, please get in touch.