by Andrew Donovan | May 8, 2016 | COLP COFA, Resources
Your SRA compliance duties: the facts and the fibs The roles of compliance officer for legal practice (COLP) and the compliance officer for finance and administration (COFA) in championing compliance are now well established in most firms. However, anyone in the firm...
by Andrew Donovan | Apr 28, 2016 | Compliance Update
Rule changes The 16th edition of the SRA Handbook went live on 1 April 2016. The most fundamental changes relate to the end of the transitional arrangements for regulating consumer credit activities and the implementation of the new consumer credit regime. The...
by Andrew Donovan | Nov 26, 2015 | Compliance Update
Rule changes The 15th edition of the SRA Handbook went live on 1 November 2015 and includes some very significant changes to the SRA rules. The amendments include the following: well over one in ten law firms will no longer need to obtain or deliver an accountant’s...
by Andrew Donovan | Nov 5, 2015 | Code of Conduct, COLP COFA
Reading new research commissioned by the SRA into professional independence I was reminded of the unfortunate time that I tried to discuss professional ethics with my estate agent. It’s not a pastime that I would recommend you try. For a start, there’s very little in...
by Andrew Donovan | Jul 29, 2015 | Compliance Update
Key rule changes The 14th edition of the SRA Handbook went live on 30 April 2015. The changes are largely administrative and will not have a material impact day-to-day for most firms. Advocates should note that the transitional arrangements under the Higher Rights of...